Key Dates


2007

 

 






 

2006 Legislative Process Market Actions
On-going   JWG workshops
On-going   MiFID Connect implementation courses and specialist workshops.
6th February Draft implementing measures (level 2 text) for MiFID  
31st March   End of HM Treasury consultation period.
Q1   FSA Disclosure consultation paper (non-scope MiFID-dependant CP).
Early May   Joint HM Treasury/FSA implementation plan
May   FSA Systems and Controls consultation paper (MiFID implementation CP06/9).
May   FSA Conference on MiFID Implementation
May   FSA Discussion Paper on best execution
June European Securities Committee votes and signs off Level 2 implementing measures.  
July   FSA Implementing MiFID for firms and markets - market transparency, transaction reporting, authorisation and permissions, passporting and enforcement and cooperation, possibly client asset provisions (MiFID implementation CP06/14).
August   FSA Client categorisation under MiFID
October   Implementation plan for MiFID - Update
October   FSA Simplifying the Retail COB Regime consultation paper (non-scope MiFID-dependant CP06/19)
October   FSA Financial Promotions consultation paper (MiFID implementation CP06/20)
November   Organisational systems and controls - common platform for firms. (Feedback on CP06/9)
November   The overall impact of MiFID
Q4   FSA MiFID Follow-up consultation paper (MiFID implementation CP).
H2   FSA Standards for non-MiFID Scope Wholesale Firms consultation paper (non-scope MiFID-dependant CP).
H2   FSA Systems and Controls for Non-MiFID, Non-CRD Firms consultation paper (non-scope MiFID-dependant CP).
Mid-year   MiFID Connect "Survival Guide" (part 1).


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